Sotaro Kato - 24 Apr 2026 Form 4 Insider Report for NOMURA HOLDINGS INC (NMR)

Reporting relationship: Executive Officer, CRO (Chief Risk Officer)
Issuer ticker: NMR
Reported as of: 24 Apr 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 28 Apr 2026, 07:41:16 UTC
Prior SEC filing: 18 Mar 2026
Next SEC filing: 27 May 2026
Source filing: View source filing
Reporting owner signature: /s/ Takashi Futaki, as Attorney-in-fact

Key filing fact

Sotaro Kato filed Form 4 for NOMURA HOLDINGS INC (NMR) on 28 Apr 2026.

Key facts

This page summarizes Sotaro Kato's Form 4 filing for NOMURA HOLDINGS INC (NMR).
6 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 28 Apr 2026, 07:41.

Change

Previous filing in this sequence was filed on 18 Mar 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002120443 Primary reporting owner

Kato Sotaro

Relationship: Executive Officer, CRO (Chief Risk Officer)
Address: 13-1, NIHONBASHI 1-CHOME, CHUO-KU, TOKYO, JAPAN
Signature: /s/ Takashi Futaki, as Attorney-in-fact
Signature date: 28 Apr 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NMR transaction

Common Stock

Options Exercise

Transaction value
Shares: +35,736
Change %: +83%
Price
Shares after: 78,693
Date: 24 Apr 2026
Ownership: Direct
Footnotes: F1, F2

NMR transaction

Common Stock

Disposed to Issuer

Transaction value
Shares: -35,736
Change %: -45%
Price: $8.21^*
Shares after: 42,957
Date: 24 Apr 2026
Ownership: Direct
Footnotes: F1, F3

NMR transaction

Common Stock

Options Exercise

Transaction value
Shares: +42,300
Change %: +98%
Price: $0.000000^*
Shares after: 85,257
Date: 27 Apr 2026
Ownership: Direct
Footnotes: F4

NMR transaction

Common Stock

Tax liability

Transaction value
Shares: -22,483
Change %: -26%
Price: $7.71^*
Shares after: 62,774
Date: 27 Apr 2026
Ownership: Direct
Footnotes: F5, F6

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NMR transaction Derivative

Notional Stock Units

Options Exercise

Transaction value
Shares: -35,736
Change %: -46%
Price: $0.000000^*
Shares after: 41,435
Date: 24 Apr 2026
Ownership: Direct
Underlying class: Common stock
Underlying amount: 35,736
Exercise price
Footnotes: F1, F2, F7

NMR transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -42,300
Change %: -51%
Price: $0.000000^*
Shares after: 41,400
Date: 27 Apr 2026
Ownership: Direct
Underlying class: Common stock
Underlying amount: 42,300
Exercise price
Footnotes: F4, F7, F8

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

Notional Stock Units vested on April 1, 2026 and were settled in cash on April 24, 2026. No shares were issued.

Footnote F2

Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.

Footnote F3

The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026.

Footnote F4

Restricted Stock Units vested on April 1, 2026 and were settled in shares on April 27, 2026.

Footnote F5

Shares were withheld to satisfy tax withholding obligations in connection with the settlement of the Restricted Stock Units.

Footnote F6

The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.

Footnote F7

No separate Expiration Date.

Footnote F8

Each Restricted Stock Unit represents the right to receive one share of Common Stock.

SEC remarks

Executive Officer, CRO (Chief Risk Officer)