Key facts
- This page summarizes Brian Isaac Dror's Form 3 filing for Nauticus Robotics, Inc. (KITT).
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 27 Jul 2026, 14:23.
Key filing fact
Ownership activity is grounded in SEC Form 3 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
No transaction description listed
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
No transaction description listed
Additional SEC filing notes
Footnote F1
Upon stockholder approval
Footnote F2
None
Footnote F3
Reporting person holds 4,800 shares of Series C Convertible Preferred Stock (stated value $1,000 per share; aggregate stated value $4,800,000) acquired on June 26, 2026 pursuant to an Exchange Agreement with Nauticus Robotics, Inc. The Series C Preferred Stock is convertible into shares of Common Stock at $7.60 per share (631,579 shares as-converted). Conversion requires stockholder approval pursuant to Nasdaq Listing Rule 5635. The Series C Preferred Stock was acquired as part of a conversion of $4,000,000 of outstanding indebtedness under a Senior Secured Term Loan Agreement dated September 18, 2023, at a 20% premium.