| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Williams Christopher Michael James | Chief Business Officer | C/O AUTOLUS THERAPEUTICS PLC, THE MEDIAWORKS, 191 WOOD LN, WHITE CITY, LONDON, UNITED KINGDOM | /s/ Christopher Williams | 18 Mar 2026 | 0002121974 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | AUTL | Ordinary Shares | 8,198 | 18 Mar 2026 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | AUTL | American Depositary Shares | 18 Mar 2026 | Ordinary Shares | 19,808 | Direct | F2 | |||||||
| holding | AUTL | Share Option (right to buy) | 18 Mar 2026 | American Depositary Shares | 1,844 | $0.001000 | Direct | F3 | ||||||
| holding | AUTL | Share Option (right to buy) | 18 Mar 2026 | American Depositary Shares | 6,279 | $8.38 | Direct | F3 | ||||||
| holding | AUTL | Share Option (right to buy) | 18 Mar 2026 | American Depositary Shares | 27,600 | $29.86 | Direct | F3 | ||||||
| holding | AUTL | Share Option (right to buy) | 18 Mar 2026 | American Depositary Shares | 18,960 | $12.09 | Direct | F3 | ||||||
| holding | AUTL | Share Option (right to buy) | 18 Mar 2026 | American Depositary Shares | 40,000 | $6.70 | Direct | F3 | ||||||
| holding | AUTL | Share Option (right to buy) | 18 Mar 2026 | American Depositary Shares | 75,000 | $5.64 | Direct | F3 | ||||||
| holding | AUTL | Share Option (right to buy) | 18 Mar 2026 | American Depositary Shares | 150,000 | $2.86 | Direct | F4 | ||||||
| holding | AUTL | Share Option (right to buy) | 18 Mar 2026 | American Depositary Shares | 150,000 | $1.91 | Direct | F5 | ||||||
| holding | AUTL | Share Option (right to buy) | 18 Mar 2026 | American Depositary Shares | 150,000 | $2.31 | Direct | F6 | ||||||
| holding | AUTL | Share Option (right to buy) | 18 Mar 2026 | American Depositary Shares | 200,000 | $6.11 | Direct | F7 | ||||||
| holding | AUTL | Share Option (right to buy) | 18 Mar 2026 | American Depositary Shares | 275,000 | $1.89 | Direct | F8 | ||||||
| holding | AUTL | Share Option (right to buy) | 18 Mar 2026 | American Depositary Shares | 375,000 | $1.46 | Direct | F9 | ||||||
| holding | AUTL | Restricted Share Units | 18 Mar 2026 | American Depositary Shares | 83,300 | Direct | F10, F11 | |||||||
| holding | AUTL | Share Option (right to buy) | 18 Mar 2026 | American Depositary Shares | 45,000 | $9.02 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one ordinary share. |
| F2 | Each American Depositary Share is convertible at any time at the option of the Reporting Person into one Ordinary Share. |
| F3 | Fully vested and exercisable. |
| F4 | This option vested 25% on July 22, 2023 and the remainder vests in 36 equal monthly installments thereafter. |
| F5 | This option vested 25% on March 6, 2024 and the remainder vests in 36 equal monthly installments thereafter. |
| F6 | This option vested 25% on October 12, 2024 and the remainder vests in 36 equal monthly installments thereafter. |
| F7 | This option vested 25% on February 23, 2025 and the remainder vests in 36 equal monthly installments thereafter. |
| F8 | This option vested 25% on March 14, 2026 and the remainder vests in 36 equal monthly installments thereafter. |
| F9 | This option vests 25% on January 26, 2027 and the remainder vests in 36 equal monthly installments thereafter. |
| F10 | The restricted share units ("RSUs") vest in four equal annual installments commencing on January 26, 2027. |
| F11 | Each RSU represents a contingent right to receive one Issuer American Depositary Share. |