Donna Jean Sutherland - 16 Mar 2026 Form 3 Insider Report for Empire State Realty Trust, Inc. (ESRT)

Role: Chief Accounting Officer
Signature: /s/ Heather L. Houston, Attorney-in-Fact
Issuer symbol: ESRT
Transactions as of: 16 Mar 2026
Net transactions value: $0
Form type: 3
Filing time: 17 Mar 2026, 19:41:25 UTC
Previous filing: 17 Mar 2026
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Sutherland Donna Jean	Chief Accounting Officer	C/O EMPIRE STATE REALTY TRUST, INC., 111 WEST 33RD STREET, 12TH FLOOR, NEW YORK	/s/ Heather L. Houston, Attorney-in-Fact	17 Mar 2026	0002118467

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	ESRT	Class A Common Stock						6,252	16 Mar 2026	Direct	F1
holding	ESRT	Class A Common Stock						11,584	16 Mar 2026	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person became subject to Section 16 on March 16, 2026. The restricted stock in the amount of 6,525 reported herein was previously granted to the reporting person on March 13, 2025 and is being reported for the first time in connection with the reporting person's initial filing obligation. The shares remain subject to vesting, with shares vesting in equal installments on the first four anniversaries of January 1, 2025, subject to continued service.
F2	The reporting person became subject to Section 16 on March 16, 2026. The restricted stock in the amount of 11,584 reported herein was previously granted to the reporting person on March 13, 2026 and is being reported for the first time in connection with the reporting person's initial filing obligation. The shares remain subject to vesting, with shares vesting in equal installments on the first four anniversaries of January 1, 2026, subject to continued service.

Content

The reporting person became subject to Section 16 on March 16, 2026. The restricted stock in the amount of 6,525 reported herein was previously granted to the reporting person on March 13, 2025 and is being reported for the first time in connection with the reporting person's initial filing obligation. The shares remain subject to vesting, with shares vesting in equal installments on the first four anniversaries of January 1, 2025, subject to continued service.

The reporting person became subject to Section 16 on March 16, 2026. The restricted stock in the amount of 11,584 reported herein was previously granted to the reporting person on March 13, 2026 and is being reported for the first time in connection with the reporting person's initial filing obligation. The shares remain subject to vesting, with shares vesting in equal installments on the first four anniversaries of January 1, 2026, subject to continued service.