Hong Xu - 18 Mar 2026 Form 3 Insider Report for Alibaba Group Holding Ltd (BABA)

Role
Chief Financial Officer
Signature
/s/ Kevin Jinwei Zhang, as Attorney-in-Fact for Toby Hong Xu
Issuer symbol
BABA
Transactions as of
18 Mar 2026
Net transactions value
$0
Form type
3
Filing time
18 Mar 2026, 08:22:23 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Xu Hong Chief Financial Officer 26/F TOWER ONE, TIMES SQUARE, 1 MATHESON STREET, CAUSEWAY BAY, HONG KONG, HONG KONG /s/ Kevin Jinwei Zhang, as Attorney-in-Fact for Toby Hong Xu 18 Mar 2026 0002114529

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BABA Ordinary Shares 657,570 18 Mar 2026 By trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BABA Restricted Shares Units 18 Mar 2026 Ordinary Shares 62,000 Direct F1, F2
holding BABA Restricted Shares Units 18 Mar 2026 Ordinary Shares 80,000 Direct F2, F3
holding BABA Restricted Shares Units 18 Mar 2026 Ordinary Shares 90,000 Direct F2, F4
holding BABA Restricted Shares Units 18 Mar 2026 Ordinary Shares 1,224,000 Direct F2, F5
holding BABA Restricted Shares Units 18 Mar 2026 Ordinary Shares 117,000 Direct F6, F7
holding BABA Restricted Shares Units 18 Mar 2026 Ordinary Shares 1,000,000 Direct F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the outstanding unvested portion of a restricted share unit award granted in the form of American Depository Shares ("ADSs") that vests in four equal annual installments beginning on Apr 1, 2023, subject to the terms and conditions of the underlying award agreement.
F2 Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs in this award.
F3 Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in four equal annual installments beginning on Apr 1, 2024, subject to the terms and conditions of the underlying award agreement.
F4 Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in sixteen equal quarterly installments beginning on Jul 1, 2024, subject to the terms and conditions of the underlying award agreement.
F5 Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in annual installments of 15%, 25%, 30% and 30% beginning on Aug 14, 2025, subject to the terms and conditions of the underlying award agreement.
F6 Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement.
F7 Each restricted share unit represents a contingent right to receive one ordinary share.
F8 Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in five equal annual installments beginning on Sep 25, 2026, subject to the terms and conditions of the underlying award agreement.