Jin Xiao - 05 Jan 2026 Form 3 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
Sr. Corporate VP, Engineering
Signature
/s/ Jin Xiao
Issuer symbol
SMCI
Transactions as of
05 Jan 2026
Net transactions value
$0
Form type
3
Filing time
14 Jan 2026, 19:01:51 UTC
Next filing
10 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Xiao Jin Sr. Corporate VP, Engineering 980 ROCK AVE, SAN JOSE /s/ Jin Xiao 14 Jan 2026 0002104631

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SMCI Common Stock 182,589 05 Jan 2026 Direct
holding SMCI Common Stock 53 05 Jan 2026 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMCI Employee Stock Option (right to buy) 05 Jan 2026 Common Stock 58,200 $2.24 Direct F1
holding SMCI Employee Stock Option (right to buy) 05 Jan 2026 Common Stock 73,500 $3.85 Direct F2
holding SMCI Restricted Stock Units 05 Jan 2026 Common Stock 11,820 Direct F3, F4
holding SMCI Employee Stock Option (right to buy) 05 Jan 2026 Common Stock 70,000 $9.33 Direct F5
holding SMCI Restricted Stock Units 05 Jan 2026 Common Stock 16,392 Direct F4, F6
holding SMCI Employee Stock Option (right to buy) 05 Jan 2026 Common Stock 36,428 $45.32 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The vesting commencement date is April 30, 2019. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.
F2 The vesting commencement date is April 27, 2021. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.
F3 Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F4 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F5 The vesting commencement date is April 25, 2023. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.
F6 Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F7 The vesting commencement date is April 29, 2025. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.