| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Radhakrishnan Srikanth | Chief Science &Techn. Officer | C/O PULMONX CORPORATION, 700 CHESAPEAKE DRIVE, REDWOOD CITY | /s/ David Aaron Lehman, Attorney-in-Fact | 2025-12-10 | 0002098678 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | LUNG | Common Stock | 181K | Dec 3, 2025 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | LUNG | Employee Stock Option (right to buy) | Dec 3, 2025 | Common Stock | 1.38K | $1.40 | Direct | F2, F3 | ||||||
| holding | LUNG | Employee Stock Option (right to buy) | Dec 3, 2025 | Common Stock | 20.6K | $2.20 | Direct | F2, F3 | ||||||
| holding | LUNG | Employee Stock Option (right to buy) | Dec 3, 2025 | Common Stock | 26.6K | $43.40 | Direct | F2 | ||||||
| holding | LUNG | Employee Stock Option (right to buy) | Dec 3, 2025 | Common Stock | 43K | $26.56 | Direct | F4 | ||||||
| holding | LUNG | Employee Stock Option (right to buy) | Dec 3, 2025 | Common Stock | 54K | $11.48 | Direct | F5 | ||||||
| holding | LUNG | Employee Stock Option (right to buy) | Dec 3, 2025 | Common Stock | 31.6K | $9.30 | Direct | F6 |
| Id | Content |
|---|---|
| F1 | Includes 149,227 shares of the Issuer's common stock underlying Restricted Stock Units payable solely in common stock of the Issuer. |
| F2 | Fully vested. |
| F3 | The number of shares reported reflects the shares remaining outstanding as of December 3, 2025 under this option grant. |
| F4 | The shares subject to this option vest in equal monthly installments over the four-year period from the grant date of March 1, 2022. |
| F5 | The shares subject to this option vest in equal monthly installments over the four-year period from the grant date of March 1, 2023. |
| F6 | The shares subject to this option vest in equal monthly installments over the four-year period from the grant date of March 1, 2024. |