Steve B. Thompson - 01 Jan 2020 Form 3 Insider Report for Hilltop Holdings Inc. (HTH)

Role: PrimeLending President and CEO
Signature: /s/ Corey G. Prestidge, Attorney-in-Fact for Steve B Thompson
Issuer symbol: HTH
Transactions as of: 01 Jan 2020
Net transactions value: $0
Form type: 3
Filing time: 25 Sep 2025, 16:08:43 UTC
Next filing: 26 Sep 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Thompson Steve B	PrimeLending President and CEO	6565 HILLCREST AVENUE, DALLAS	/s/ Corey G. Prestidge, Attorney-in-Fact for Steve B Thompson	25 Sep 2025	0002087850

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HTH	Common Stock						28,362	01 Jan 2020	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 3,026 shares that are subject to restrictions on sale until April 1, 2020. Also includes 2,893, 4,000, 5,000 and 5,014 restricted stock units granted to the reporting person on April 14, 2017, April 26, 2018, February 27, 2019 and January 1, 2020, respectively. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the respective date of grant, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc.

Content

Includes 3,026 shares that are subject to restrictions on sale until April 1, 2020. Also includes 2,893, 4,000, 5,000 and 5,014 restricted stock units granted to the reporting person on April 14, 2017, April 26, 2018, February 27, 2019 and January 1, 2020, respectively. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the respective date of grant, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc.