David Fortunato - 14 Jul 2025 Form 4 Insider Report for WEALTHFRONT CORP (WLTH)

Signature
/s/ Lauren Lin, as Attorney-in-Fact
Issuer symbol
WLTH
Transactions as of
14 Jul 2025
Net transactions value
-$32,075,706
Form type
4
Filing time
15 Dec 2025, 20:19:36 UTC
Next filing
11 Dec 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Fortunato David CEO and President, Director C/O WEALTHFRONT CORPORATION, 261 HAMILTON AVENUE, PALO ALTO /s/ Lauren Lin, as Attorney-in-Fact 15 Dec 2025 0002082564
This filing has been restated, see here for the amended filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WLTH Common Stock Options Exercise $0 +95,880 +68% $0.000000 236,250 11 Dec 2025 Direct
transaction WLTH Common Stock Options Exercise $0 +383,519 +162% $0.000000 619,769 11 Dec 2025 Direct
transaction WLTH Common Stock Options Exercise $0 +599,200 +97% $0.000000 1,218,969 11 Dec 2025 Direct
transaction WLTH Common Stock Options Exercise $0 +764,625 +63% $0.000000 1,983,594 11 Dec 2025 Direct
transaction WLTH Common Stock Options Exercise $0 +253,521 +13% $0.000000 2,237,115 11 Dec 2025 Direct
transaction WLTH Common Stock Options Exercise $0 +475,087 +21% $0.000000 2,712,202 11 Dec 2025 Direct
transaction WLTH Common Stock Options Exercise $0 +176,560 +6.5% $0.000000 2,888,762 11 Dec 2025 Direct
transaction WLTH Common Stock Options Exercise $0 +119,062 +4.1% $0.000000 3,007,824 11 Dec 2025 Direct
transaction WLTH Common Stock Options Exercise $0 +141,600 +4.7% $0.000000 3,149,424 11 Dec 2025 Direct
transaction WLTH Common Stock Tax liability $21,392,042 -1,528,003 -49% $14.00 1,621,421 11 Dec 2025 Direct F1
transaction WLTH Common Stock Options Exercise $539,000 +220,000 +14% $2.45 1,841,421 11 Dec 2025 Direct
transaction WLTH Common Stock Options Exercise $404,140 +242,000 +13% $1.67 2,083,421 11 Dec 2025 Direct
transaction WLTH Common Stock Options Exercise $244,176 +162,784 +7.8% $1.50 2,246,205 11 Dec 2025 Direct
transaction WLTH Common Stock Sale $10,712,156 -765,154 -34% $14.00 1,481,051 11 Dec 2025 Direct F2
transaction WLTH Common Stock Options Exercise $0 +143,000 $0.000000 143,000 11 Dec 2025 By Spouse F3
transaction WLTH Common Stock Options Exercise $0 +35,919 +25% $0.000000 178,919 11 Dec 2025 By Spouse F3
transaction WLTH Common Stock Options Exercise $110,250 +45,000 +25% $2.45 223,919 11 Dec 2025 By Spouse F3
transaction WLTH Common Stock Options Exercise $66,750 +25,000 +11% $2.67 248,919 11 Dec 2025 By Spouse F3
transaction WLTH Common Stock Sale $1,335,824 -95,416 -38% $14.00 153,503 11 Dec 2025 By Spouse F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WLTH Restricted Stock Units Award $0 +141,600 $0.000000 141,600 14 Jul 2025 Common Stock 141,600 Direct F4, F5, F6, F7, F8
transaction WLTH Restricted Stock Units Options Exercise $0 -95,880 -100% $0.000000 0 11 Dec 2025 Common Stock 95,880 Direct F4, F8, F9
transaction WLTH Restricted Stock Units Options Exercise $0 -383,519 -100% $0.000000 0 11 Dec 2025 Common Stock 383,519 Direct F4, F8, F10
transaction WLTH Restricted Stock Units Options Exercise $0 -599,200 -100% $0.000000 0 11 Dec 2025 Common Stock 599,200 Direct F4, F8, F11
transaction WLTH Restricted Stock Units Options Exercise $0 -764,625 -62% $0.000000 458,775 11 Dec 2025 Common Stock 764,625 Direct F4, F8, F12
transaction WLTH Restricted Stock Units Options Exercise $0 -253,521 -100% $0.000000 0 11 Dec 2025 Common Stock 253,521 Direct F4, F8, F13
transaction WLTH Restricted Stock Units Options Exercise $0 -475,087 -37% $0.000000 791,813 11 Dec 2025 Common Stock 475,087 Direct F4, F8, F14
transaction WLTH Restricted Stock Units Options Exercise $0 -176,560 -100% $0.000000 0 11 Dec 2025 Common Stock 176,560 Direct F4, F8, F15
transaction WLTH Restricted Stock Units Options Exercise $0 -119,062 -12% $0.000000 833,438 11 Dec 2025 Common Stock 119,062 Direct F4, F8, F16
transaction WLTH Restricted Stock Units Options Exercise $0 -141,600 -100% $0.000000 0 11 Dec 2025 Common Stock 141,600 Direct F4, F8, F17
transaction WLTH Stock Option (Right to Buy) Options Exercise $0 -220,000 -100% $0.000000 0 11 Dec 2025 Common Stock 220,000 $2.45 Direct F18
transaction WLTH Stock Option (Right to Buy) Options Exercise $0 -242,000 -100% $0.000000 0 11 Dec 2025 Common Stock 242,000 $1.67 Direct F19
transaction WLTH Stock Option (Right to Buy) Options Exercise $0 -162,784 -87% $0.000000 23,658 11 Dec 2025 Common Stock 162,784 $1.50 Direct F20
transaction WLTH Restricted Stock Units Options Exercise $0 -143,000 -100% $0.000000 0 11 Dec 2025 Common Stock 143,000 By Spouse F3, F4, F8, F10
transaction WLTH Restricted Stock Units Options Exercise $0 -35,919 -100% $0.000000 0 11 Dec 2025 Common Stock 35,919 By Spouse F3, F4, F8, F21
transaction WLTH Stock Option (Right to Buy) Options Exercise $0 -45,000 -100% $0.000000 0 11 Dec 2025 Common Stock 45,000 $2.45 By Spouse F3, F22
transaction WLTH Stock Option (Right to Buy) Options Exercise $0 -25,000 -100% $0.000000 0 11 Dec 2025 Common Stock 25,000 $2.67 By Spouse F3, F23
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction represents the number of shares of Common Stock withheld by the Issuer to satisfy tax withholding liabilities in connection with the net settlement of restricted stock units.
F2 The reported sale transaction was undertaken as part of the Issuer's secondary offering, which occurred in conjunction with its initial public offering ("IPO").
F3 The reported securities are directly held by the reporting person's spouse.
F4 Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
F5 The transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the IPO, and the transaction is reported herein pursuant to Rule 16a-2(a).
F6 This restricted stock unit award represents an equity security previously reported on the reporting person's Form 3, which was acquired through an exempt transaction with the Issuer.
F7 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, July 14, 2025. The entire award was settled for shares of the Issuer's Common Stock in connection with the IPO.
F8 These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
F9 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested as to 1/8 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2023. The award was fully time-vested as of December 15, 2024, and the entire award was settled for shares of the Issuer's Common Stock in connection with the IPO.
F10 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, November 22, 2022. The entire award was settled for shares of the Issuer's Common Stock in connection with the IPO.
F11 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, January 25, 2023. The entire award was settled for shares of the Issuer's Common Stock in connection with the IPO.
F12 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on June 15, 2023. Time-vested portions of the award were settled for shares of the Issuer's Common Stock in connection with the IPO.
F13 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, August 4, 2023. The entire award was settled for shares of the Issuer's Common Stock in connection with the IPO.
F14 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on June 15, 2024. Time-vested portions of the award were settled for shares of the Issuer's Common Stock in connection with the IPO.
F15 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, October 21, 2024. The entire award was settled for shares of the Issuer's Common Stock in connection with the IPO.
F16 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on June 15, 2025. Time-vested portions of the award were settled for shares of the Issuer's Common Stock in connection with the IPO.
F17 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, July 14, 2025. The entire award was settled for shares of the Issuer's Common Stock in connection with the IPO.
F18 The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on May 23, 2020.
F19 The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on May 17, 2021.
F20 The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on December 27, 2021.
F21 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested as to 1/8 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's spouse's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2023. Although the award ceased vesting following the reporting person's spouse's separation from service to the issuer, the entire outstanding portion of the award was settled for shares of the Issuer's Common Stock in connection with the IPO.
F22 The option is fully vested. Pursuant to the terms of the reporting person's spouse's award agreement with the Issuer, the award became fully vested on August 15, 2020.
F23 The option is fully vested. Pursuant to the terms of the reporting person's spouse's award agreement with the Issuer, the award became fully vested on October 24, 2020.