Sachin Chand Jaitly - 29 Aug 2025 Form 4 Insider Report for Figure Technology Solutions, Inc. (FIGR)

Role
Director
Signature
/s/ Ronald Chillemi, Attorney-in-Fact
Issuer symbol
FIGR
Transactions as of
29 Aug 2025
Transactions value $
$0
Form type
4
Filing time
16 Sep 2025, 19:13:37 UTC
Next filing
10 Sep 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Jaitly Sachin Chand Director C/O FIGURE TECHNOLOGY SOLUTIONS, INC., 100 WEST LIBERTY STREET, SUITE 600, RENO /s/ Ronald Chillemi, Attorney-in-Fact 16 Sep 2025 0002081003

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FIGR Class A Common Stock Award +16.2K 16.2K 29 Aug 2025 By Tessera Venture Capital Fund I, LP F1, F2, F3
transaction FIGR Class A Common Stock Award +2.7K 2.7K 29 Aug 2025 By Tessera Venture Capital Fund II, LP F1, F2, F3
transaction FIGR Class A Common Stock Conversion of derivative security +170K +1047.33% 186K 12 Sep 2025 By Tessera Venture Capital Fund I, LP F3, F4
transaction FIGR Class A Common Stock Conversion of derivative security +28.3K +1047.07% 31K 12 Sep 2025 By Tessera Venture Capital Fund II, LP F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FIGR Series B Preferred Stock Conversion of derivative security -106K -100% 0 12 Sep 2025 Class A Common Stock 106K By Tessera Venture Capital Fund I, LP F3, F4
transaction FIGR Series C Preferred Stock Conversion of derivative security -63.5K -100% 0 12 Sep 2025 Class A Common Stock 63.5K By Tessera Venture Capital Fund I, LP F3, F4
transaction FIGR Series D Preferred Stock Conversion of derivative security -28.3K -100% 0 12 Sep 2025 Class A Common Stock 28.3K By Tessera Venture Capital Fund II, LP F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a).
F2 Represents an acquisition of securities of the Issuer in exchange for securities of Figure Markets Holdings, Inc. pursuant to a business recombination transaction.
F3 Tessera Venture Capital Fund GP, LLC is the general partner of Tessera Venture Capital Fund I, LP. Tessera Venture Capital Fund II GP, LLC is the general partner of Tessera Venture Capital Fund II, LP. The Reporting Person is a Managing Partner of each of Tessera Venture Capital Fund GP, LLC and Tessera Venture Capital Fund II GP, LLC, and may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
F4 Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer automatically converted into one share of Class A Common Stock.