Husnal Shah - 01 Dec 2025 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
Chief Product Officer
Signature
/s/ Tracy Daw, as Attorney-in-Fact for Husnal Shah
Issuer symbol
FNKO
Transactions as of
01 Dec 2025
Net transactions value
-$837
Form type
4
Filing time
03 Dec 2025, 17:25:22 UTC
Previous filing
12 Aug 2025
Next filing
10 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Shah Husnal Chief Product Officer C/O FUNKO, INC., 2802 WETMORE AVENUE, EVERETT /s/ Tracy Daw, as Attorney-in-Fact for Husnal Shah 03 Dec 2025 0002080948

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Options Exercise +688 +10% 7,466 01 Dec 2025 Direct F1
transaction FNKO CLASS A COMMON STOCK Sale $837 -263 -3.5% $3.18 7,203 02 Dec 2025 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -688 -100% $0.000000 0 01 Dec 2025 CLASS A COMMON STOCK 688 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 Shares were sold to cover taxes upon the vesting of restricted stock units pursuant to a Rule 10b5-1 sell to cover instruction dated June 8, 2023.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.16 to $3.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The original grant of 2,751 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of December 1, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.