GREGORY RANDOLPH JAMES - 07 Jul 2025 Form 3 Insider Report for CaliberCos Inc. (CWD)

Role
CHIEF OPERATING OFFICER
Signature
/s/ Greg James
Issuer symbol
CWD
Transactions as of
07 Jul 2025
Net transactions value
$0
Form type
3
Filing time
17 Jul 2025, 16:31:27 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
JAMES GREGORY RANDOLPH CHIEF OPERATING OFFICER 8901 E MOUNTAIN VIEW RD, SUITE 150, SCOTTSDALE /s/ Greg James 17 Jul 2025 0002077217

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CWD Class A Common Stock 32,155 07 Jul 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CWD Employee Stock Options (right to buy) 07 Jul 2025 Class A Common Stock 8,039 $12.44 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") granted October 14, 2024, pursuant to Issuer's 2024 Equity Incentive Plan (the "Plan"). The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting. RSUs vest 25% on the first anniversary of the date of grant and thereafter vest in equal installments over the following 36 months.
F2 Employee stock options (right to buy)("Options") granted pursuant to the Plan.
F3 Options vest 25% on the first anniversary of the date of grant and thereafter vest in equal installments over the following 36 months.