Matthew Michael Allen - 27 Jun 2025 Form 3 Insider Report for IES Holdings, Inc. (IESC)

Role
Chief Technical Officer
Signature
/s/ Mary K. Newman, Attorney-in-Fact
Issuer symbol
IESC
Transactions as of
27 Jun 2025
Net transactions value
$0
Form type
3
Filing time
11 Jul 2025, 19:35:42 UTC
Next filing
25 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Allen Matthew Michael Chief Technical Officer 13131 DAIRY ASHFORD ROAD, SUITE 500, SUGAR LAND /s/ Mary K. Newman, Attorney-in-Fact 11 Jul 2025 0002076933

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding IESC Common Stock 730 27 Jun 2025 Direct F1
holding IESC Common Stock 738 27 Jun 2025 Direct F2
holding IESC Common Stock 336 27 Jun 2025 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of the Issuer's common stock issued upon the vesting of phantom stock units ("PSUs") granted pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan.")
F2 On December 6, 2022, Mr. Allen was granted 738 PSUs pursuant to the 2006 Equity Incentive Plan. Each PSU represents a contractual right in respect of one share of the Issuer's common stock. The PSUs vest, if at all, upon the continued performance of services through the applicable scheduled vesting date. The PSUs are scheduled to vest on the earlier of December 15, 2025 and the date that Issuer files its Annual Report on Form 10-K for its fiscal year ending September 30, 2025.
F3 On November 27, 2024, Mr. Allen was granted 336 PSUs pursuant to the 2006 Equity Incentive Plan. Each PSU represents a contractual right in respect of one share of the Issuer's common stock. The PSUs vest, if at all, upon the continued performance of services through the applicable scheduled vesting date. The PSUs are scheduled to vest on the earlier of December 15, 2027 and the date that Issuer files its Annual Report on Form 10-K for its fiscal year ending September 30, 2027.

Remarks:

Remarks: Mr. Allen's POA is attached as Exhibit 24 hereto.