Tariq Imam - 09 Jan 2026 Form 4 Insider Report for LISATA THERAPEUTICS, INC. (LSTA)

Role
SVP, Bus Dev, General Counsel
Signature
Tariq Imam
Issuer symbol
LSTA
Transactions as of
09 Jan 2026
Net transactions value
-$6,897
Form type
4
Filing time
13 Jan 2026, 16:08:09 UTC
Previous filing
05 Feb 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Imam Tariq SVP, Bus Dev, General Counsel C/O LISATA THERAPEUTICS, INC., 110 ALLEN ROAD, 2ND FLOOR, BASKING RIDGE Tariq Imam 13 Jan 2026 0002055011

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSTA Common Stock Award $0 +15,000 +61% $0.000000 39,579 09 Jan 2026 Direct F1, F2
transaction LSTA Common Stock Tax liability $2,760 -1,401 -3.5% $1.97 38,178 09 Jan 2026 Direct F2, F3
transaction LSTA Common Stock Tax liability $1,655 -840 -2.2% $1.97 37,338 09 Jan 2026 Direct F2, F3
transaction LSTA Common Stock Tax liability $1,472 -747 -2% $1.97 36,591 09 Jan 2026 Direct F2, F3
transaction LSTA Common Stock Tax liability $1,011 -513 -1.4% $1.97 36,078 09 Jan 2026 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSTA Stock Option (Right to Buy) Award $0 +7,000 $0.000000 7,000 09 Jan 2026 Common Stock 7,000 $1.97 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 15,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date.
F2 Includes 17,750 unvested restricted stock.
F3 Shares withheld as payment of a tax liability on vesting of restricted stock.
F4 One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third anniversaries of the grant date.