ALEX S. GOLTEN - 21 Jan 2025 Form 4 Insider Report for GOLDMAN SACHS GROUP INC (GS)

Role
CHIEF RISK OFFICER
Signature
/s/ Jamie A. Greenberg, Attorney-in-fact
Issuer symbol
GS
Transactions as of
21 Jan 2025
Transactions value $
-$1,653,733
Form type
4
Filing time
23 Jan 2025, 16:12:56 UTC
Previous filing
21 Jan 2025
Next filing
30 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GS Common Stock, par value $0.01 per share Options Exercise +4.99K +77.8% 11.4K 21 Jan 2025 Direct F1
transaction GS Common Stock, par value $0.01 per share Tax liability -$1.65M -2.64K -23.19% $625.94 8.75K 21 Jan 2025 Direct F2
holding GS Common Stock, par value $0.01 per share 978 21 Jan 2025 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GS Restricted Stock Units Options Exercise -4.99K -100% 0 21 Jan 2025 Common Stock, par value $0.01 per share 4.99K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On January 21, 2025, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2024 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2024 compensation.
F2 Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.
F3 Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.