Braden Smith - 18 Nov 2025 Form 4 Insider Report for Amerant Bancorp Inc. (AMTB)

Role
SEVP, Chief Consumer Banking Officer
Signature
/s/ Julio V. Pena, as Attorney-in-Fact for Braden Smith
Issuer symbol
AMTB
Transactions as of
18 Nov 2025
Net transactions value
-$13,458
Form type
4
Filing time
20 Nov 2025, 16:50:15 UTC
Previous filing
20 Feb 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Smith Braden SEVP, Chief Consumer Banking Officer C/O AMERANT BANCORP INC., 220 ALHAMBRA CR., 12TH FLOOR, CORAL GABLES /s/ Julio V. Pena, as Attorney-in-Fact for Braden Smith 20 Nov 2025 0002045314

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMTB Class A Common Stock Options Exercise $0 +2,000 +229% $0.000000 2,872 18 Nov 2025 Direct F1, F2
transaction AMTB Class A Common Stock Tax liability $13,458 -787 -27% $17.10 2,085 18 Nov 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMTB Restricted Stock Units Options Exercise $0 -2,000 -20% $0.000000 8,000 18 Nov 2025 Class A Common Stock 2,000 $0.000000 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.
F2 Includes 872.424 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on May 30, 2025.
F3 Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.
F4 On November 18, 2024, Mr. Smith was awarded 10,000 RSUs. Each RSU represents the right to receive, following vesting, one share of Class A common stock. Twenty percent (20%) of the restricted stock units will vest on each of the first two anniversaries of the date of grant and the remaining sixty percent (60%) will vest on the third anniversary of the date of grant, provided that Mr. Smith remains in the continuous service of the Company or a subsidiary through each such date.

Remarks:

SEVP, Chief Consumer Banking Officer