Justin B. Stiefel - 18 Sep 2025 Form 4 Insider Report for Heritage Distilling Holding Company, Inc. (CASK)

Role
CEO & Treasurer, Director
Signature
/s/ Justin B. Stiefel
Issuer symbol
CASK
Transactions as of
18 Sep 2025
Net transactions value
-$1,999,338
Form type
4
Filing time
22 Sep 2025, 16:32:25 UTC
Previous filing
19 Aug 2025
Next filing
05 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Stiefel Justin B CEO & Treasurer, Director C/O HERITAGE DISTILLING HOLDING COMPANY, 9668 BUJACICH ROAD, GIG HARBOR /s/ Justin B. Stiefel 22 Sep 2025 0002044207

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CASK Common Stock Options Exercise $331 +3,309,615 $0.000100 3,309,615 18 Sep 2025 By LLC F1
holding CASK Common Stock 330,283 18 Sep 2025 By spouse F2
holding CASK Common Stock 325,921 18 Sep 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CASK Pre-Funded Warrant to Purchase Common Stock Options Exercise $1,999,669 -3,309,615 -100% $0.6042 0 18 Sep 2025 Common Stock 3,309,615 $0.000100 By LLC F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are held by Constantine IHSV, LLC, of which the reporting person is the sole member and may be deemed to beneficially own the securities held by it.
F2 These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
F3 Includes 1,737 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account
F4 The initial exercise date of the warrant is at any time on or after the effective date of the requisite Stockholder Approval, as defined in the warrant agreement. Following the initial exercise date, the warrant shall be automatically exercised via cashless exercise in accordance with its terms.