Nicholas Baes - 25 Sep 2025 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Operating Officer
Signature
/s/ Paul Simmons Attorney-in-Fact for Nicholas Baes
Issuer symbol
BKKT
Transactions as of
25 Sep 2025
Net transactions value
-$16,200
Form type
4
Filing time
29 Sep 2025, 17:27:22 UTC
Previous filing
30 Apr 2025
Next filing
04 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Baes Nicholas Chief Operating Officer C/O BAKKT HOLDINGS, INC., 1 LIBERTY ST FL 3 STE 305-306, NEW YORK /s/ Paul Simmons Attorney-in-Fact for Nicholas Baes 29 Sep 2025 0002043681

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Tax liability $16,200 -810 -0.76% $20.00 105,472 25 Sep 2025 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In connection with the vesting of restricted stock units ("RSUs") on September 24, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on September 24, 2025.
F2 Includes 96,143 shares of Class A Common Stock subject to RSUs that remain subject to vesting.