Ann C. Gallo - 30 Sep 2025 Form 4 Insider Report for PIPER SANDLER COMPANIES (PIPR)

Role
Director
Signature
/s/ James Grant for Ann C. Gallo
Issuer symbol
PIPR
Transactions as of
30 Sep 2025
Net transactions value
$0
Form type
4
Filing time
01 Oct 2025, 16:15:56 UTC
Previous filing
15 Sep 2025
Next filing
15 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Gallo Ann C Director 350 NORTH 5TH STREET, SUITE 1000, MINNEAPOLIS /s/ James Grant for Ann C. Gallo 01 Oct 2025 0002038097

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PIPR Common Stock Award $0 +73 +6.1% $0.000000 1,271 30 Sep 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to her account of 73 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.