AEI Capital Ltd - 05 Aug 2024 Form 4 Insider Report for OPGEN INC (OPGN)

Role
10%+ Owner
Signature
/s/ Honjian Tan
Issuer symbol
OPGN
Transactions as of
05 Aug 2024
Net transactions value
+$12,571,337,380,409
Form type
4
Filing time
08 Oct 2024, 18:51:09 UTC
Previous filing
28 Aug 2024
Next filing
30 Jul 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPGN Common Stock Sale $1,643,877,000,000 +1,800,000 $913265.00* 1,800,000 05 Aug 2024 Direct
transaction OPGN Common Stock Sale $272,449,200,000 +600,000 +33% $454082.00* 2,400,000 08 Aug 2024 Direct
transaction OPGN Common Stock Purchase $242,869,573,656 +566,494 +24% $428724.00* 2,966,494 13 Aug 2024 Direct
transaction OPGN Common Stock Purchase $9,808,164,000,000 +3,600,000 +121% $2724490.00* 6,566,494 16 Aug 2024 Direct
transaction OPGN Common Stock Purchase $564,970,435,029 +564,971 +8.6% $999999.00* 7,131,465 27 Aug 2024 Direct
transaction OPGN Common Stock Purchase $514,136,971,724 +514,138 +7.2% $999998.00* 7,645,603 29 Aug 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPGN Series E Convertible Preferred Stock Sale $475,129,800,000 -263,961 -100% $1800000.00* 0 23 Aug 2024 Common Stock 633,506 $2.84 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series E Preferred Stock is convertible into 2.4 shares of the Issuer's Common Stock.
F2 The Series E Preferred Stock is perpetual and therefore has no expiration date.