AEI Capital Ltd - Aug 5, 2024 Form 4 Insider Report for OPGEN INC (OPGN)

Role
10%+ Owner
Signature
/s/ Honjian Tan
Stock symbol
OPGN
Transactions as of
Aug 5, 2024
Transactions value $
$12,571,337,380,409
Form type
4
Date filed
10/8/2024, 06:51 PM
Previous filing
Aug 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPGN Common Stock Sale $1.64T +1.8M $913,265.00* 1.8M Aug 5, 2024 Direct
transaction OPGN Common Stock Sale $272B +600K +33.33% $454,082.00* 2.4M Aug 8, 2024 Direct
transaction OPGN Common Stock Purchase $243B +566K +23.6% $428,724.00* 2.97M Aug 13, 2024 Direct
transaction OPGN Common Stock Purchase $9.81T +3.6M +121.36% $2,724,490.00* 6.57M Aug 16, 2024 Direct
transaction OPGN Common Stock Purchase $565B +565K +8.6% $999,999.00* 7.13M Aug 27, 2024 Direct
transaction OPGN Common Stock Purchase $514B +514K +7.21% $999,998.00* 7.65M Aug 29, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPGN Series E Convertible Preferred Stock Sale -$475B -264K -100% $1,800,000.00* 0 Aug 23, 2024 Common Stock 634K $2.84 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series E Preferred Stock is convertible into 2.4 shares of the Issuer's Common Stock.
F2 The Series E Preferred Stock is perpetual and therefore has no expiration date.