Cindy Lee - 04 Feb 2025 Form 4/A - Amendment Insider Report for Virtu Financial, Inc. (VIRT)

Role
Chief Financial Officer
Signature
Justin Waldie, as Attorney-in-Fact
Issuer symbol
VIRT
Transactions as of
04 Feb 2025
Net transactions value
$0
Form type
4/A - Amendment
Filing time
04 Feb 2026, 16:03:56 UTC
Date Of Original Report
04 Feb 2026
Previous filing
05 Feb 2025
Next filing
01 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Lee Cindy Chief Financial Officer 1633 BROADWAY, 41ST FLOOR, NEW YORK Justin Waldie, as Attorney-in-Fact 06 Feb 2025 0002033153

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VIRT Class A common stock Award +2,343 +19% 14,673 04 Feb 2025 Direct F1
transaction VIRT Class A common stock Tax liability -1,296 -8.8% 13,377 04 Feb 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VIRT Restricted Stock Unit Award $0 +3,514 +8.1% $0.000000 47,101 04 Feb 2025 Class A common stock 3,514 Direct F3, F4
transaction VIRT Restricted Stock Unit Options Exercise $0 -2,343 -5% $0.000000 44,758 04 Feb 2025 Class A common stock 2,343 Direct F3, F5
holding VIRT Non-voting common interest units of Virtu Financial LLC 4,760 04 Feb 2025 Class A common stock 4,760 See footnote F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of $39.8369.
F2 Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.
F3 Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F4 The RSUs vest in February 2026, 2027 and 2028.
F5 The RSUs vested on February 4, 2025.
F6 Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.
F7 By Virtu Employee Holdco LLC, a holding vehicle through which employees and directors of the Issuer hold vested and unvested Virtu Financial Units and shares of Class C Common Stock. The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of his pecuniary interest therein.

Remarks:

Amended to reflect the previously reported vesting of 2,343 RSUs in Table II, in addition to Table I. Original filing only reflected such vesting in Table I.