Kelli Keough - 16 Mar 2026 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
EVP, GBUL, SIPS
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol
SOFI
Transactions as of
16 Mar 2026
Net transactions value
$0
Form type
4
Filing time
18 Mar 2026, 20:16:19 UTC
Previous filing
13 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Keough Kelli EVP, GBUL, SIPS 234 1ST STREET, SAN FRANCISCO /s/ Deanna M. Smith, Attorney-in-Fact 18 Mar 2026 0002032458

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +82,643 +28% 376,368 16 Mar 2026 Direct F1
transaction SOFI Common Stock Options Exercise +26,477 +7% 402,845 16 Mar 2026 Direct F1
transaction SOFI Common Stock Options Exercise +13,068 +3.2% 415,913 16 Mar 2026 Direct F1
transaction SOFI Common Stock Tax liability -63,145 -15% $17.62* 352,768 17 Mar 2026 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise -82,643 -20% $0.000000* 330,572 16 Mar 2026 Common Stock 82,643 Direct F1, F3
transaction SOFI Restricted Stock Unit Options Exercise -26,477 -11% $0.000000* 211,814 16 Mar 2026 Common Stock 26,477 Direct F1, F3
transaction SOFI Restricted Stock Unit Options Exercise -13,068 -7.7% $0.000000* 156,812 16 Mar 2026 Common Stock 13,068 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024.
F4 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.