Paul Woolway V - 01 Mar 2026 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
MD, Chief Banking Officer
Signature
/s/ P. Blake Allen, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
01 Mar 2026
Net transactions value
-$1,446,947
Form type
4
Filing time
03 Mar 2026, 21:49:43 UTC
Previous filing
12 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Woolway Paul V MD, Chief Banking Officer 3000 SCHWAB WAY, WESTLAKE /s/ P. Blake Allen, Attorney-in-fact 03 Mar 2026 0002031313

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Award $0 +8,156 +27% $0.000000 38,022 01 Mar 2026 by Trust F1
transaction SCHW Common Stock Tax liability $183,319 -2,030 -5.3% $90.30 35,992 01 Mar 2026 by Trust F2
transaction SCHW Common Stock Options Exercise $826,762 +15,884 +171% $52.05 25,153 02 Mar 2026 Direct F3
transaction SCHW Common Stock Sale $748,375 -7,942 -15% $94.23 43,934 02 Mar 2026 by Trust
transaction SCHW Common Stock Sale $762,442 -7,942 -18% $96.00 35,992 02 Mar 2026 by Trust F4, F5
transaction SCHW Common Stock Sale $342,347 -3,626 -10% $94.41 32,366 03 Mar 2026 by Trust F4, F6
transaction SCHW Common Stock Sale $237,226 -2,500 -7.7% $94.89 29,866 03 Mar 2026 by Trust F4, F7
holding SCHW Common Stock 7,500 01 Mar 2026 by ESPP
holding SCHW Common Stock 1,537 01 Mar 2026 by Son 1
holding SCHW Common Stock 1,537 01 Mar 2026 by Son 2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -15,884 -50% $0.000000 15,883 02 Mar 2026 Common Stock 15,884 $52.05 Direct F8
transaction SCHW Nonqualified Stock Option (right to buy) Award $0 +15,189 $0.000000 15,189 02 Mar 2026 Common Stock 15,189 $95.49 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2022 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2025.
F2 The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.
F3 Reflects the contribution of 15,884 shares received upon exercise of the options to a revocable trust.
F4 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 24, 2025.
F5 This transaction was executed in multiple trades at prices ranging from $96.00 to $96.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades at prices ranging from $93.7 to $94.695. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
F7 This transaction was executed in multiple trades at prices ranging from $94.72 to $95.07. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
F8 The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.
F9 The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Remarks:

Exhibit 24 - Power of Attorney