Paul V. Woolway - 01 Jul 2025 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Signature
/s/ Jeffrey E. Salvesen, Attorney-in-Fact
Issuer symbol
SCHW
Transactions as of
01 Jul 2025
Transactions value $
-$299,220
Form type
4
Date filed
02 Jul 2025, 19:54
Previous filing
20 Jun 2025
Next filing
05 Aug 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Woolway Paul V MD, Chief Banking Officer 3000 SCHWAB WAY, WESTLAKE /s/ Jeffrey E. Salvesen, Attorney-in-Fact 2025-07-02 0002031313

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Sale -$299K -3.29K -8.4% $90.95 35.9K 01 Jul 2025 by Trust F1, F2
holding SCHW Common Stock 33.8K 01 Jul 2025 Direct
holding SCHW Common Stock 1.14K 01 Jul 2025 by Son 1
holding SCHW Common Stock 1.14K 01 Jul 2025 by Son 2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-I trading plan adopted by the reporting person on November 15, 2024.
F2 This transaction was executed in multiple trades at prices ranging from $90.83 to $91.06. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.