Kevin P. Smith - 01 Sep 2025 Form 4 Insider Report for Inogen Inc (INGN)

Role
EVP, Bus Dev, GC & Sec
Signature
/s/ Mary Wright, as Attorney-in-Fact
Issuer symbol
INGN
Transactions as of
01 Sep 2025
Net transactions value
-$52,279
Form type
4
Filing time
03 Sep 2025, 17:02:51 UTC
Previous filing
04 Mar 2025
Next filing
03 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Smith Kevin P. EVP, Bus Dev, GC & Sec C/O INOGEN, INC., 859 WARD DRIVE, GOLETA /s/ Mary Wright, as Attorney-in-Fact 03 Sep 2025 0002031211

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INGN Common Stock Award $11,985 +1,500 +126% $7.99 2,686 01 Sep 2025 Direct F1
transaction INGN Common Stock Options Exercise $0 +18,135 +675% $0.000000 20,821 01 Sep 2025 Direct
transaction INGN Common Stock Tax liability $64,264 -8,043 -39% $7.99 12,778 01 Sep 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction INGN Restricted Stock Unit Options Exercise $0 -18,135 -33% $0.000000 36,271 01 Sep 2025 Common Stock 18,135 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares acquired through the Company's 2014 Employee Stock Purchase Plan.
F2 The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock unit award that vested on September 1, 2025.
F3 Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.
F4 1/3rd of the restricted stock units vested on September 1, 2025 (the "Vesting Commencement Date"), and subject to the reporting person's continued service, 1/3rd of the restricted stock units shall vest every year thereafter on the same day of the year as the Vesting Commencement Date.