Joseph Sean-Walsh Henderson - Jul 15, 2025 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Accounting Officer
Signature
/s/ Paul Simmons Attorney-in-Fact for Joseph Sean-Walsh Henderson
Stock symbol
BKKT
Transactions as of
Jul 15, 2025
Transactions value $
-$5,415
Form type
4
Date filed
11/13/2025, 06:56 PM
Previous filing
Apr 15, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Henderson Joseph Sean-Walsh Chief Accounting Officer C/O BAKKT HOLDINGS, INC., 1 LIBERTY ST FL 3 STE 305-306, NEW YORK /s/ Paul Simmons Attorney-in-Fact for Joseph Sean-Walsh Henderson 2025-11-13 0002030505

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Sale -$1.78K -95 -0.7% $18.75 13.6K Jul 15, 2025 Direct F1, F2
transaction BKKT Class A Common Stock Sale -$3.63K -169 -1.25% $21.50 13.4K Nov 12, 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents sale to cover tax obligations associated with the vesting of restricted stock units ("RSUs").
F2 Includes 13,397 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.