Joseph Sean-Walsh Henderson - 15 Jul 2025 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Accounting Officer
Signature
/s/ Paul Simmons Attorney-in-Fact for Joseph Sean-Walsh Henderson
Issuer symbol
BKKT
Transactions as of
15 Jul 2025
Net transactions value
-$5,415
Form type
4
Filing time
13 Nov 2025, 18:56:37 UTC
Previous filing
15 Apr 2025
Next filing
23 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Henderson Joseph Sean-Walsh Chief Accounting Officer C/O BAKKT HOLDINGS, INC., 1 LIBERTY ST FL 3 STE 305-306, NEW YORK /s/ Paul Simmons Attorney-in-Fact for Joseph Sean-Walsh Henderson 13 Nov 2025 0002030505

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Sale $1,781 -95 -0.7% $18.75 13,566 15 Jul 2025 Direct F1, F2
transaction BKKT Class A Common Stock Sale $3,634 -169 -1.2% $21.50 13,397 12 Nov 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents sale to cover tax obligations associated with the vesting of restricted stock units ("RSUs").
F2 Includes 13,397 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.