-
Signature
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/s/ P. Blake Allen, Attorney-in-fact
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Issuer symbol
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SCHW
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Transactions as of
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12 Nov 2025
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Net transactions value
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-$158,546
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Form type
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4
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Filing time
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14 Nov 2025, 19:05:54 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Beatty Jonathan S |
MD, Head of Advisor Services |
3000 SCHWAB WAY, WESTLAKE |
/s/ P. Blake Allen, Attorney-in-fact |
14 Nov 2025 |
0002028977 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
SCHW |
Common Stock |
Options Exercise |
$142,510 |
+3,072 |
+7.6% |
$46.39 |
43,340 |
12 Nov 2025 |
Direct |
F1 |
| transaction |
SCHW |
Common Stock |
Sale |
$301,056 |
-3,072 |
-20% |
$98.00 |
11,923 |
12 Nov 2025 |
by Trust |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
SCHW |
Nonqualified Stock Option (right to buy) |
Options Exercise |
$0 |
-3,072 |
-43% |
$0.000000 |
4,000 |
12 Nov 2025 |
Common Stock |
3,072 |
$46.39 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: