Stephen Simcock - 15 Dec 2025 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
General Counsel
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol
SOFI
Transactions as of
15 Dec 2025
Net transactions value
-$1,175,019
Form type
4
Filing time
17 Dec 2025, 17:30:55 UTC
Previous filing
17 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Simcock Stephen General Counsel 234 1ST STREET, C/O SOFI TECHNOLOGIES, INC., SAN FRANCISCO /s/ Deanna M. Smith, Attorney-in-Fact 17 Dec 2025 0002028884

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +71,353 +35% 274,048 15 Dec 2025 Direct F1
transaction SOFI Common Stock Options Exercise +6,534 +2.4% 280,582 15 Dec 2025 Direct F1
transaction SOFI Common Stock Tax liability $1,175,019 -44,749 -16% $26.26 235,833 16 Dec 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -71,353 -9.1% $0.000000 713,532 15 Dec 2025 Common Stock 71,353 Direct F1, F3
transaction SOFI Restricted Stock Unit Options Exercise $0 -6,534 -7.1% $0.000000 84,940 15 Dec 2025 Common Stock 6,534 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 10, 2024.
F4 Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.