Stephen Mitchell Howell Jr. - 01 Jan 2026 Form 4 Insider Report for Riot Platforms, Inc. (RIOT)

Role
COO
Signature
/s/ Tanya McGill, Attorney-in-Fact for Stephen Howell
Issuer symbol
RIOT
Transactions as of
01 Jan 2026
Net transactions value
-$373,537
Form type
4
Filing time
05 Jan 2026, 18:00:21 UTC
Previous filing
10 Oct 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Howell Stephen Mitchell Jr. COO C/O RIOT PLATFORMS, INC., 3855 AMBROSIA STREET, SUITE 301, CASTLE ROCK /s/ Tanya McGill, Attorney-in-Fact for Stephen Howell 05 Jan 2026 0002025334

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RIOT Common Stock Tax liability $373,537 -29,482 -2% $12.67 1,438,786 01 Jan 2026 Direct F1
transaction RIOT Common Stock Award $0 +197,316 +14% $0.000000 1,636,102 01 Jan 2026 Direct F2
transaction RIOT Common Stock Award $0 +394,632 +24% $0.000000 2,030,734 01 Jan 2026 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld by the Issuer to cover tax withholding obligations upon vesting of restricted shares of the Issuer's common stock.
F2 Represents the award of service-based restricted shares under the Issuer's Long-Term Incentive Program ("LTIP"). These shares are eligible to vest, if at all, in three approximately equal tranches as of January 1, 2027, January 1, 2028, and January 1, 2029, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.
F3 Represents an award of performance-based restricted shares under the LTIP at the maximum achievable amount of up to 200% of the award target amount of 197,316 shares. Such shares are eligible to vest, if at all, at the end of the three-year performance period from January 1, 2026 through December 31, 2028, upon certification by the Compensation and Human Resources Committee, and subject to the Reporting Persons continued service with the Issuer through January 1, 2029.