| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Espeseth Laura | Chief Administrative Officer | C/O BRIDGEWATER BANCSHARES, INC., 4450 EXCELSIOR BLVD., STE 100, ST. LOUIS PARK | /s/ Ben Klocke, Attorney-in-Fact | 09 Dec 2025 | 0002021736 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BWB | Common Stock | Tax liability | -$8.6K | -482 | -2.14% | $17.84 | 22.1K | 05 Dec 2025 | Direct | |
| transaction | BWB | Common Stock | Tax liability | -$4.19K | -235 | -1.07% | $17.84 | 21.8K | 06 Dec 2025 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).