| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Nisco James | SVP, Fin/Treas, Chief Actg Off | C/O LISATA THERAPEUTICS, INC., 110 ALLEN ROAD, 2ND FLOOR, BASKING RIDGE | James Nisco | 13 Jan 2026 | 0002020260 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LSTA | Common Stock | Award | $0 | +15,000 | +64% | $0.000000 | 38,491 | 09 Jan 2026 | Direct | F1, F2 |
| transaction | LSTA | Common Stock | Tax liability | $4,198 | -2,131 | -5.5% | $1.97 | 36,360 | 09 Jan 2026 | Direct | F2, F3 |
| transaction | LSTA | Common Stock | Tax liability | $4,198 | -2,131 | -5.9% | $1.97 | 34,229 | 09 Jan 2026 | Direct | F2, F3 |
| transaction | LSTA | Common Stock | Tax liability | $2,240 | -1,137 | -3.3% | $1.97 | 33,092 | 09 Jan 2026 | Direct | F2, F3 |
| transaction | LSTA | Common Stock | Tax liability | $1,539 | -781 | -2.4% | $1.97 | 32,311 | 09 Jan 2026 | Direct | F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LSTA | Stock Option (Right to Buy) | Award | $0 | +7,000 | $0.000000 | 7,000 | 09 Jan 2026 | Common Stock | 7,000 | $1.97 | Direct | F4 |
| Id | Content |
|---|---|
| F1 | Represents 15,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. |
| F2 | Includes 20,750 unvested restricted stock. |
| F3 | Shares withheld as payment of a tax liability on vesting of restricted stock. |
| F4 | One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third anniversaries of the grant date. |