| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Nithrakashyap Arvind | Chief Technology Officer, Director | C/O RUBRIK INC., 3495 DEER CREEK ROAD, PALO ALTO | /s/ Larry Guo, Attorney-in-Fact | 23 Dec 2025 | 0002019143 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RBRK | Class A Common Stock | Conversion of derivative security | $0 | +100,000 | +29% | $0.000000 | 442,703 | 23 Dec 2025 | Direct | |
| transaction | RBRK | Class A Common Stock | Gift | $0 | -100,000 | -23% | $0.000000 | 342,703 | 23 Dec 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RBRK | Class B Common Stock | Conversion of derivative security | $0 | -100,000 | -0.97% | $0.000000 | 10,230,945 | 23 Dec 2025 | Class A Common Stock | 100,000 | Direct | F1 | |
| holding | RBRK | Class B Common Stock | 200,000 | 23 Dec 2025 | Class A Common Stock | 200,000 | By Arvind Nithrakashyap, as Trustee of the Nithrakashyap/Chatterjee Revocable Trust | F1, F2 |
| Id | Content |
|---|---|
| F1 | Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| F2 | The shares are held of record by Arvind Nithrakashyap, as Trustee of the Nithrakashyap/Chatterjee Revocable Trust, for which the Reporting Person serves as trustee and shares voting and dispositive power with his spouse. |