Charlie Arestia - Nov 12, 2024 Form 4 Insider Report for CION Investment Corp (CION)

Role
Managing Director & Head of Investor Relations
Signature
/s/ Charlie Arestia
Stock symbol
CION
Transactions as of
Nov 12, 2024
Transactions value $
$8,543
Form type
4
Date filed
11/13/2024, 11:47 AM
Previous filing
Aug 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CION Common stock, $0.001 par value Purchase $8.54K +750 +161.84% $11.39 1.21K Nov 12, 2024 By 401(k) Plan F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the aggregate of purchases effected on the same trading day at different prices.
F2 Represents the weighted average purchase price per share. The shares were purchased at prices of $11.38 and $11.41 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F3 Includes 13.43 shares acquired under the Issuer's distribution reinvestment plan.
F4 Represents shares acquired in the Reporting Person's account with a third-party, non-Issuer 401(k) retirement savings plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended.

Remarks:

Managing Director & Head of Investor Relations