Marshall Richard Peter - 07 Nov 2025 Form 4 Insider Report for Serina Therapeutics, Inc. (SER)

Role
Director
Signature
/s/ Marshall Richard Peter
Issuer symbol
SER
Transactions as of
07 Nov 2025
Net transactions value
$0
Form type
4
Filing time
10 Nov 2025, 20:02:22 UTC
Previous filing
03 Apr 2024

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Marshall Richard Peter Director 601 GENOME WAY, SUITE 2001, HUNTSVILLE /s/ Marshall Richard Peter 07 Nov 2025 0002016188

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SER Stock Option (right to buy) Award $0 +10,000 $0.000000 10,000 07 Nov 2025 Common Stock 10,000 $3.91 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock options will vest on the earlier of (i) the day before the next Annual Meeting or (ii) the one-year anniversary of the grant date, subject to the Reporting Person's continued service to the Issuer through the applicable vesting dates.