| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| West Kenneth J | President and CEO, ESS | 855 S. MINT STREET, CHARLOTTE | Richard Kent for Kenneth J. West | 30 Jul 2025 | 0002004222 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HON | Common Stock | Options Exercise | +635 | +34% | 2,491 | 29 Jul 2025 | Direct | F1 | ||
| transaction | HON | Common Stock | Tax liability | $66,415 | -297 | -12% | $223.62 | 2,194 | 29 Jul 2025 | Direct | |
| holding | HON | Common Stock | 607 | 29 Jul 2025 | Held in 401k plan |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HON | Restricted Stock Units | Options Exercise | $0 | -635 | -51% | $0.000000 | 605 | 29 Jul 2025 | Common Stock | 635 | Direct | F1, F2, F3, F4 |
| Id | Content |
|---|---|
| F1 | Instrument converts to common stock on a one-for-one basis. |
| F2 | Includes the reinvestment of dividend equivalents into 49 additional restricted stock units. |
| F3 | The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 616 units vested on July 29, 2025 and 605 units vesting on July 29, 2027. |
| F4 | Excludes reinvestment of dividend equivalents during the vesting period. |