Seth Lederman - Feb 27, 2024 Form 4/A Insider Report for Tonix Pharmaceuticals Holding Corp. (TNXP)

Role
Chief Executive Officer, Director
Signature
/s/ Seth Lederman
Stock symbol
TNXP
Transactions as of
Feb 27, 2024
Transactions value $
$0
Form type
4/A
Date filed
3/6/2024, 05:01 PM
Date Of Original Report
Feb 29, 2024
Previous filing
Feb 24, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TNXP Stock Option Award $0 +235K $0.00 235K Feb 27, 2024 Common Stock 235K $0.37 Direct F1, F2
transaction TNXP Stock Option Award $0 +1.9M $0.00 1.9M Feb 27, 2024 Common Stock 1.9M $0.46 Direct F1, F2
transaction TNXP Stock Option Award $0 +1.31M $0.00 1.31M Feb 27, 2024 Common Stock 1.31M $0.37 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One-third of the option vests on the first anniversary of issuance and 1/36th each month thereafter for 24 months.
F2 The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.
F3 The amendment corrects the Conversion or Exercise Price of from $0.0368 to $0.368.