| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Gage Brodie | SVP Global Products & Supply | C/O CIENA CORPORATION, 7035 RIDGE RD., HANOVER | By: Michelle Rankin For: Brodie Gage | 22 Dec 2025 | 0001998826 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CIEN | Common Stock | Tax liability | $46,989 | -204 | -0.34% | $230.34 | 59,747 | 20 Dec 2025 | Direct | F1, F2 |
| transaction | CIEN | Common Stock | Tax liability | $101,810 | -442 | -0.74% | $230.34 | 59,305 | 20 Dec 2025 | Direct | F2, F3 |
| transaction | CIEN | Common Stock | Tax liability | $154,097 | -669 | -1.1% | $230.34 | 58,636 | 20 Dec 2025 | Direct | F2, F4 |
| transaction | CIEN | Common Stock | Tax liability | $89,372 | -388 | -0.66% | $230.34 | 58,248 | 20 Dec 2025 | Direct | F2, F5 |
| transaction | CIEN | Common Stock | Tax liability | $48,832 | -212 | -0.36% | $230.34 | 58,036 | 20 Dec 2025 | Direct | F2, F6 |
| transaction | CIEN | Common Stock | Tax liability | $428,432 | -1,860 | -3.2% | $230.34 | 56,176 | 20 Dec 2025 | Direct | F2, F7 |
| transaction | CIEN | Common Stock | Tax liability | $372,690 | -1,618 | -2.9% | $230.34 | 54,558 | 20 Dec 2025 | Direct | F2, F7 |
| transaction | CIEN | Common Stock | Tax liability | $295,987 | -1,285 | -2.4% | $230.34 | 53,273 | 20 Dec 2025 | Direct | F2, F8 |
| Id | Content |
|---|---|
| F1 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 10/31/2023. |
| F2 | Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| F3 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 3 filed on 10/31/2023. |
| F4 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. |
| F5 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. |
| F6 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 3 filed on 10/31/2023. |
| F7 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2024. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/18/2025. |
| F8 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2023. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024. |