| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Gage Brodie | SVP Global Products & Supply | C/O CIENA CORPORATION, 7035 RIDGE RD., HANOVER | By: Michelle Rankin For: Brodie Gage | 22 Sep 2025 | 0001998826 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CIEN | Common Stock | Tax liability | $28,227 | -204 | -0.48% | $138.37 | 42,714 | 20 Sep 2025 | Direct | F1, F2 |
| transaction | CIEN | Common Stock | Tax liability | $61,160 | -442 | -1% | $138.37 | 42,272 | 20 Sep 2025 | Direct | F2, F3 |
| transaction | CIEN | Common Stock | Tax liability | $92,570 | -669 | -1.6% | $138.37 | 41,603 | 20 Sep 2025 | Direct | F2, F4 |
| transaction | CIEN | Common Stock | Tax liability | $53,688 | -388 | -0.93% | $138.37 | 41,215 | 20 Sep 2025 | Direct | F2, F5 |
| transaction | CIEN | Common Stock | Tax liability | $29,334 | -212 | -0.51% | $138.37 | 41,003 | 20 Sep 2025 | Direct | F2, F6 |
| Id | Content |
|---|---|
| F1 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 10/31/2023. |
| F2 | Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| F3 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 3 filed on 10/31/2023. |
| F4 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. |
| F5 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. |
| F6 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 3 filed on 10/31/2023. |