Brodie Gage - 20 Dec 2023 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP Global Products & Supply
Signature
By: Michelle Rankin For: Brodie Gage
Issuer symbol
CIEN
Transactions as of
20 Dec 2023
Net transactions value
-$74,783
Form type
4
Filing time
22 Dec 2023, 09:52:51 UTC
Previous filing
14 Dec 2023
Next filing
04 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability $13,597 -312 -0.67% $43.58 46,067 20 Dec 2023 Direct F1, F2
transaction CIEN Common Stock Tax liability $11,200 -257 -0.56% $43.58 45,810 20 Dec 2023 Direct F2, F3
transaction CIEN Common Stock Tax liability $8,847 -203 -0.44% $43.58 45,607 20 Dec 2023 Direct F2, F4
transaction CIEN Common Stock Tax liability $12,638 -290 -0.64% $43.58 45,317 20 Dec 2023 Direct F2, F5
transaction CIEN Common Stock Tax liability $19,262 -442 -0.98% $43.58 44,875 20 Dec 2023 Direct F2, F6
transaction CIEN Common Stock Tax liability $9,239 -212 -0.47% $43.58 44,663 20 Dec 2023 Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.
F2 Shares reported include unvested Restricted Stock Units (RSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 filed on 10/31/2023.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.
F6 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.
F7 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.