| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| DiPerna Dino | SVP Global R&D | C/O CIENA CORPORATION, 7035 RIDGE RD., HANOVER | By: Michelle Rankin For: Dino DiPerna | 22 Dec 2025 | 0001998460 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CIEN | Common Stock | Tax liability | $46,989 | -204 | -0.34% | $230.34 | 59,550 | 20 Dec 2025 | Direct | F1, F2 |
| transaction | CIEN | Common Stock | Tax liability | $102,271 | -444 | -0.75% | $230.34 | 59,106 | 20 Dec 2025 | Direct | F2, F3 |
| transaction | CIEN | Common Stock | Tax liability | $168,148 | -730 | -1.2% | $230.34 | 58,376 | 20 Dec 2025 | Direct | F2, F4 |
| transaction | CIEN | Common Stock | Tax liability | $98,586 | -428 | -0.73% | $230.34 | 57,948 | 20 Dec 2025 | Direct | F2, F5 |
| transaction | CIEN | Common Stock | Tax liability | $73,478 | -319 | -0.55% | $230.34 | 57,629 | 20 Dec 2025 | Direct | F2, F6 |
| transaction | CIEN | Common Stock | Tax liability | $410,696 | -1,783 | -3.1% | $230.34 | 55,846 | 20 Dec 2025 | Direct | F2, F7 |
| transaction | CIEN | Common Stock | Tax liability | $472,197 | -2,050 | -3.7% | $230.34 | 53,796 | 20 Dec 2025 | Direct | F2, F7 |
| transaction | CIEN | Common Stock | Tax liability | $322,706 | -1,401 | -2.6% | $230.34 | 52,395 | 20 Dec 2025 | Direct | F2, F8 |
| Id | Content |
|---|---|
| F1 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 10/31/2023. |
| F2 | Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| F3 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 3 filed on 10/31/2023. |
| F4 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. |
| F5 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. |
| F6 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 3 filed on 10/31/2023. |
| F7 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2024. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/18/2025. |
| F8 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2023. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024. |