| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| DiPerna Dino | SVP Global R&D | C/O CIENA CORPORATION, 7035 RIDGE RD., HANOVER | By: Michelle Rankin For: Dino Diperna | 22 Sep 2025 | 0001998460 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CIEN | Common Stock | Tax liability | $28,227 | -204 | -0.47% | $138.37 | 43,184 | 20 Sep 2025 | Direct | F1, F2 |
| transaction | CIEN | Common Stock | Tax liability | $61,436 | -444 | -1% | $138.37 | 42,740 | 20 Sep 2025 | Direct | F2, F3 |
| transaction | CIEN | Common Stock | Tax liability | $101,010 | -730 | -1.7% | $138.37 | 42,010 | 20 Sep 2025 | Direct | F2, F4 |
| transaction | CIEN | Common Stock | Tax liability | $59,222 | -428 | -1% | $138.37 | 41,582 | 20 Sep 2025 | Direct | F2, F5 |
| transaction | CIEN | Common Stock | Tax liability | $44,140 | -319 | -0.77% | $138.37 | 41,263 | 20 Sep 2025 | Direct | F2, F6 |
| Id | Content |
|---|---|
| F1 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 10/31/2023. |
| F2 | Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| F3 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 3 filed on 10/31/2023. |
| F4 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023. |
| F5 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024. |
| F6 | Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 3 filed on 10/31/2023. |