Dino DiPerna - Sep 20, 2024 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP Global R&D
Signature
By: Michelle Rankin For: Dino DiPerna
Stock symbol
CIEN
Transactions as of
Sep 20, 2024
Transactions value $
-$121,277
Form type
4
Date filed
10/10/2024, 02:38 PM
Previous filing
Jul 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$21.6K -368 -0.9% $58.73 40.5K Sep 20, 2024 Direct F1, F2
transaction CIEN Common Stock Tax liability -$12K -204 -0.5% $58.73 40.3K Sep 20, 2024 Direct F2, F3
transaction CIEN Common Stock Tax liability -$26.1K -444 -1.1% $58.73 39.8K Sep 20, 2024 Direct F2, F4
transaction CIEN Common Stock Tax liability -$42.9K -730 -1.83% $58.73 39.1K Sep 20, 2024 Direct F2, F5
transaction CIEN Common Stock Tax liability -$18.7K -319 -0.82% $58.73 38.8K Sep 20, 2024 Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.
F2 Shares reported include unvested Restricted Stock Units (RSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 filed on 10/31/2023.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.
F6 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.