Dino DiPerna - Mar 20, 2024 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP Global R&D
Signature
By: Michelle Rankin For: Dino Diperna
Stock symbol
CIEN
Transactions as of
Mar 20, 2024
Transactions value $
-$103,704
Form type
4
Date filed
3/21/2024, 09:47 PM
Previous filing
Jan 4, 2024
Next filing
Apr 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$18.5K -368 -0.8% $50.22 45.6K Mar 20, 2024 Direct F1, F2
transaction CIEN Common Stock Tax liability -$16K -319 -0.7% $50.22 45.2K Mar 20, 2024 Direct F2, F3
transaction CIEN Common Stock Tax liability -$22.3K -444 -0.98% $50.22 44.8K Mar 20, 2024 Direct F2, F4
transaction CIEN Common Stock Tax liability -$10.2K -204 -0.46% $50.22 44.6K Mar 20, 2024 Direct F2, F5
transaction CIEN Common Stock Tax liability -$36.7K -730 -1.64% $50.22 43.9K Mar 20, 2024 Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.
F2 Shares reported include unvested Restricted Stock Units (RSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 10/31/2023.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/27/2023. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 filed on 10/31/2023.
F6 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.