Thomas Simeone - Dec 20, 2024 Form 4 Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Signature
/s/ Thomas Simeone
Stock symbol
AB
Transactions as of
Dec 20, 2024
Transactions value $
$500,029
Form type
4
Date filed
12/23/2024, 04:12 PM
Previous filing
Dec 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AB AB Holding Units Award $500K +13.4K +233.19% $37.26 19.2K Dec 20, 2024 through rabbi trust under employee incentive compensation award program F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2 The date on which the Reporting Person accepted a restricted AB Holding Unit award offered to him by AB, (the "RSU Award"), by signing his RSU Award agreement.
F3 The number of AB Holding Units awarded was determined by dividing the dollar amount of the RSU Award by $37.26, which was the closing price of an AB Holding Unit on December 20, 2024. The award will cliff vest, and all 13,420 AB Holding Units awarded (less an appropriate number of AB Holding Units to satisfy applicable withholdings), will be delivered to the Reporting Person on December 1, 2027 (subject to terms and conditions set forth in the Award agreement).
F4 The closing price on the NYSE of an AB Holding Unit (NYSE: AB) on December 20, 2024, the date on which the RSU Award was accepted by the Reporting Person.