Thomas Simeone - 01 Dec 2023 Form 4/A Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Role
Chief Accounting Officer
Signature
/s/ Thomas Simeone
Issuer symbol
AB
Transactions as of
01 Dec 2023
Net transactions value
-$14,690
Form type
4/A
Filing time
24 Jan 2024, 12:32:11 UTC
Date Of Original Report
04 Dec 2023
Previous filing
23 Aug 2023
Next filing
14 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AB AB Holding Units Tax liability $60,245 -2,071 -49% $29.09 2,141 01 Dec 2023 through rabbi trust under employee incentive compensation award program F1, F2, F3
transaction AB AB Holding Units Tax liability $45,555 +1,566 +7.4% $29.09 22,616 01 Dec 2023 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2 On December 1, 2023, 2,071 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 505 AB Holding Units were withheld for tax purposes and 1,566 AB Holding Units were delivered to him.
F3 The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2023.
F4 This amendment is being filed to change the characterization of this transaction from a disposition (D) to an acquisition (A).