| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AB | AB Holding Units | -Tax liability | -$60,245 | -2,071 | -49.17% | $29.09 | 2,141 | Dec 1, 2023 | through rabbi trust under employee incentive compensation award program | F1, F2, F3 |
| transaction | AB | AB Holding Units | +Tax liability | $45,555 | +1,566 | +7.44% | $29.09 | 22,616 | Dec 1, 2023 | Direct | F1, F2, F3, F4 |
| Id | Content |
|---|---|
| F1 | Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") |
| F2 | On December 1, 2023, 2,071 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 505 AB Holding Units were withheld for tax purposes and 1,566 AB Holding Units were delivered to him. |
| F3 | The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2023. |
| F4 | This amendment is being filed to change the characterization of this transaction from a disposition (D) to an acquisition (A). |