Jason E. Schwartz - Dec 31, 2023 Form 5 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role
SR VP/CHIEF CREDIT OFFICER
Signature
/s/ Arla R. Surls, Attorney-in-Fact for Jason E. Schwartz
Stock symbol
HWBK
Transactions as of
Dec 31, 2023
Transactions value $
$0
Form type
5
Date filed
2/9/2024, 05:50 PM
Previous filing
Jun 26, 2023
Next filing
Mar 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HWBK Common Stock 6.94K Dec 31, 2023 Direct F1
holding HWBK Common Stock 20.7K Dec 31, 2023 By Profit Sharing Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired since last report pursuant to Company DRIP program and July 1, 2023 4% stock dividend.
F2 Includes shares acquired since last report pursuant to the Company's profit sharing trust and July 1, 2023 4% stock dividend.