Jason E. Schwartz - 31 Dec 2023 Form 5 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role
SR VP/CHIEF CREDIT OFFICER
Signature
/s/ Arla R. Surls, Attorney-in-Fact for Jason E. Schwartz
Issuer symbol
HWBK
Transactions as of
31 Dec 2023
Net transactions value
$0
Form type
5
Filing time
09 Feb 2024, 17:50:16 UTC
Previous filing
26 Jun 2023
Next filing
01 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HWBK Common Stock 6,939 31 Dec 2023 Direct F1
holding HWBK Common Stock 20,670 31 Dec 2023 By Profit Sharing Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired since last report pursuant to Company DRIP program and July 1, 2023 4% stock dividend.
F2 Includes shares acquired since last report pursuant to the Company's profit sharing trust and July 1, 2023 4% stock dividend.