Sharymar Calderon - 01 Jun 2023 Form 3 Insider Report for Amerant Bancorp Inc. (AMTB)

Role
EVP - Chief Financial Officer
Signature
/s/ Julio V. Pena, as Attorney-in-Fact for Sharymar Calderon
Issuer symbol
AMTB
Transactions as of
01 Jun 2023
Net transactions value
$0
Form type
3
Filing time
05 Jun 2023, 17:07:35 UTC
Next filing
31 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AMTB Class A Common Stock 4,190 01 Jun 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AMTB Restricted Stock Units LTI 2023 01 Jun 2023 Class A Common Stock 2,500 $0.000000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,189.89 shares of Class A common stock owned outright; 1,355 unvested shares of Class A Common Stock granted to the Ms. Calderon in the form of restricted stock on July 27, 2021; and 1,667 unvested shares of Class A Common Stock granted to the Ms. Calderon in the form of restricted stock on February 16, 2022 (together the "Restricted Stock"). The unvested Restricted Stock will vest in substantially equal installments on each of the two remaining anniversaries of the grant dates of each grant, provided the Ms. Calderon remains in the continuous service of the Company or a subsidiary through each such date.
F2 Each restricted stock unit is the economic equivalent of one share of Class A Common Stock
F3 On February 16, 2023, Ms. Calderon was awarded 2,500 restricted stock units under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Ms. Calderon remains in the continuous service of the Company or a subsidiary through each such date.

Remarks:

A power of attorney for Section 16 reporting obligations is attached as Exhibit 24.