Randy Harrison Gianas - Apr 28, 2023 Form 4 Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Role
VP Operations & Engineering
Signature
/s/ Lesley A. Matt, as Attorney-in-Fact
Stock symbol
EFOI
Transactions as of
Apr 28, 2023
Transactions value $
$4,341
Form type
4
Date filed
8/8/2023, 02:33 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFOI Stock Option (Right to buy) Award $4.34K +1.43K $3.04 1.43K Apr 28, 2023 Common Stock 1.43K $3.04 Direct F1

Explanation of Responses:

Id Content
F1 Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period.