Alexander Swan - 18 Mar 2026 Form 3 Insider Report for Autolus Therapeutics plc (AUTL)

Role
Chief Human Resources Officer
Signature
/s/ Alexander Swan
Issuer symbol
AUTL
Transactions as of
18 Mar 2026
Net transactions value
$0
Form type
3
Filing time
18 Mar 2026, 19:47:07 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Swan Alexander Chief Human Resources Officer C/O AUTOLUS THERAPEUTICS PLC, THE MEDIAWORKS, 191 WOOD LN, WHITE CITY, LONDON, UNITED KINGDOM /s/ Alexander Swan 18 Mar 2026 0001976333

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AUTL American Depositary Shares 18 Mar 2026 Ordinary Shares 41,343 Direct F1
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 39,246 $11.94 Direct F2
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 16,470 $29.86 Direct F2
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 18,960 $12.09 Direct F2
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 40,000 $6.70 Direct F2
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 75,000 $5.64 Direct F2
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 150,000 $2.86 Direct F3
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 250,000 $1.91 Direct F4
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 250,000 $2.31 Direct F5
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 200,000 $2.03 Direct F6
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 200,000 $1.89 Direct F7
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 375,000 $1.46 Direct F8
holding AUTL Restricted Share Units 18 Mar 2026 American Depositary Shares 83,300 Direct F9, F10
holding AUTL Share Option (right to buy) 18 Mar 2026 American Depositary Shares 45,000 $9.02 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each American Depositary Share is convertible at any time at the option of the Reporting Person into one Ordinary Share.
F2 Fully vested and exercisable.
F3 This option vested 25% on July 22, 2023 and the remainder vests in 36 equal monthly installments thereafter.
F4 This option vested 25% on March 6, 2024 and the remainder vests in 36 equal monthly installments thereafter.
F5 This option vested 25% on October 12, 2024 and the remainder vests in 36 equal monthly installments thereafter.
F6 This option vested 25% on February 18, 2026 and the remainder vests in 36 equal monthly installments thereafter.
F7 This option vested 25% on March 14, 2026 and the remainder vests in 36 equal monthly installments thereafter.
F8 This option vests 25% on January 26, 2027 and the remainder vests in 36 equal monthly installments thereafter.
F9 The restricted share units ("RSUs") vest in four equal annual installments commencing on January 26, 2027.
F10 Each RSU represents a contingent right to receive one Issuer American Depositary Share.