Conor B. Tierney - Nov 15, 2023 Form 4 Insider Report for AEye, Inc. (LIDR)

Role
Treasurer & CFO
Signature
Siraj Husain, by power of attorney previously filed
Stock symbol
LIDR
Transactions as of
Nov 15, 2023
Transactions value $
-$10,142
Form type
4
Date filed
11/16/2023, 07:12 PM
Previous filing
Aug 16, 2023
Next filing
Feb 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIDR Common Stock Tax liability -$10.1K -56.9K -2.79% $0.18 1.99M Nov 15, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.
F2 The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16 filing. Under the ESPP, 78,947 shares were acquired on October 31, 2023 at a transaction price of $0.168980 per share.