Conor B. Tierney - 15 Nov 2023 Form 4 Insider Report for AEye, Inc. (LIDR)

Role
Treasurer & CFO
Signature
Siraj Husain, by power of attorney previously filed
Issuer symbol
LIDR
Transactions as of
15 Nov 2023
Net transactions value
-$10,142
Form type
4
Filing time
16 Nov 2023, 19:12:04 UTC
Previous filing
16 Aug 2023
Next filing
16 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIDR Common Stock Tax liability $10,142 -56,914 -2.8% $0.1782 1,986,028 15 Nov 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.
F2 The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16 filing. Under the ESPP, 78,947 shares were acquired on October 31, 2023 at a transaction price of $0.168980 per share.